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NotesESS HLTopic 9.1Institutions that implement agreements
Back to ESS HL Topics
9.1.97 min read

Institutions that implement agreements (ESS HL)

IB Environmental Systems and Societies • Unit 9

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Contents

  • Institutions that implement agreements at Higher Level
  • Agreements create institutions
  • CITES
  • The IUCN and the Red List
  • Other bodies: UNEP, the IPCC and funds
  • How well do these institutions work?
  • Exam-style question
Institutions that implement agreements at Higher Level: This statement is part of the environmental law lens, studied at Higher Level only. It looks at the organizations that agreements create, such as CITES's secretariat and the IUCN, and how they turn promises into action.

Practise this as you read

  • Outline how CITES or the IUCN helps an agreement work.
  • Suggest, through the lens of law, how a CITES listing protects a species.
  • Evaluate how successful these institutions are.

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Agreements need someone to run them: An agreement on paper does nothing by itself. Agreements create institutions, such as a secretariat and a Conference of the Parties, that put them into practice.

What these institutions do

  • A secretariat runs the agreement: records, reports, organizes meetings.
  • A Conference of the Parties (COP) of all members makes decisions and updates the rules.
  • Scientific bodies give the evidence: which species are at risk, how fast the climate changes.
  • Funds pay poorer countries to take part.
  • They monitor, report, train officials and raise awareness.
Remember it as: Run it, meet, measure, pay, check.

CITES

  • Agreement: 1973
  • Secretariat in Geneva
  • CoP about every 3 years

Montreal Protocol

  • Agreement: 1987
  • Multilateral Fund, 1991
  • Pays poorer countries to switch

UN climate convention

  • Agreement: 1992
  • COP every year
  • IPCC gives the science

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CITES, the Convention on International Trade in Endangered Species (1973), has 185 parties and lists more than 40,000 species. Each species sits on an Appendix; trade needs a permit.

CITES: the five-point card

  • Aim: stop international trade from pushing species towards extinction.
  • Mechanism: species go on Appendices (I = most protected); trade needs permits or is banned.
  • Compliance: border checks, seizures and national laws; success depends on each country.
  • Evidence: legal trade pressure has dropped for many threatened species; monitoring has improved.
  • Limitations: illegal trade is still huge; corruption and high demand undermine the rules.
Table of the three CITES Appendices: Appendix I, species threatened with extinction, commercial trade banned, for example pangolins since 2016; Appendix II, species that could become threatened, trade only with permits, for example the European eel since 2009; Appendix III, species protected in one country, which asks others to help, for example the walrus, listed by Canada.
How strictly CITES controls trade depends on the Appendix.

Real example: in 1989 the CITES parties moved African elephants to Appendix I, banning the ivory trade from 1990, and poaching fell. One-off legal sales of stored ivory in 1999 and 2008 were followed by a surge: about 100,000 elephants were killed in 2010-2012.

The International Union for Conservation of Nature (IUCN) is unusual: its members are both governments and NGOs. It does not make laws, but its science shapes them.

The IUCN

  • Founded 1948; members are governments and NGOs together.
  • Runs the Red List of Threatened Species: the world's measure of extinction risk.
  • Red List status guides CITES listings and national laws on protected species.
  • A 1963 IUCN resolution led to CITES itself.
  • Advises UNESCO on natural World Heritage Sites; sets protected-area categories.
Table of IUCN Red List categories from most to least at risk: Extinct (dodo), Extinct in the Wild (Hawaiian crow), Critically Endangered (Sumatran orangutan), Endangered (Asian elephant), Vulnerable (giant panda), Near Threatened (black-necked crane), Least Concern (red fox). Critically Endangered, Endangered and Vulnerable together count as threatened.
The Red List ranks species by their risk of extinction.
The Red List in numbers: By October 2025 the IUCN had assessed 172,620 species, and 48,646 of them were threatened with extinction. Governments use these assessments to decide which species to protect by law.

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Other UN bodies support many agreements at once. Know what each one does.

UNEP (1972)

The UN Environment Programme, set up after the 1972 Stockholm conference, based in Nairobi. It hosts the secretariats of several agreements, including CITES, and runs the Environment Fund from voluntary contributions.

IPCC (1988)

The Intergovernmental Panel on Climate Change, set up by the World Meteorological Organization and UNEP. Its reports give the science that the UN climate convention's COPs use to set goals such as 1.5 °C.

Multilateral Fund (1991)

Created under the Montreal Protocol. Developed countries pay into it; it pays developing countries the extra cost of switching away from CFCs, so every country could join.

Global Environment Facility (1991)

A fund that pays for projects under several conventions, including those on biodiversity, climate change and desertification.

Link the body to its agreement: Say which agreement each body serves and what it does for it: the IPCC gives the science for the climate convention; the Multilateral Fund pays for the Montreal Protocol.

These institutions make agreements work better, but they cannot force countries to obey.

How well do they work?

  • Strengths: shared science, regular review, money and training, a place to settle disputes.
  • No police power: they depend on each country to enforce the rules.
  • Funding: they rely on member countries' contributions.
  • Loopholes: countries can enter a 'reservation' and opt out of one listing.
  • Demand: high prices drive illegal trade and poaching whatever the rules.

Pangolins: what CITES did

  • All eight species moved to Appendix I in 2016
  • Commercial trade banned from 2017
  • China raised their protection and removed scales from its medicine list (2020)

What it could not stop

  • Still called the most trafficked wild mammal
  • Singapore seized nearly 26 tonnes of scales in April 2019
  • Smugglers use countries with weak checks

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How this could come up: No paper has asked this statement on its own yet. Likely shapes: a Paper 1 lens question, 'Through the lens of environmental law, suggest how ...' [6]; Paper 2 Section B (a), outline how an organization helps an agreement work [4]; a Section B (c) essay on how successful these institutions are [9].
IB-style questionSuggest[6 marks]

In 1989 African elephants were moved to Appendix I of CITES, banning the international ivory trade from 1990.

Through the lens of environmental law, suggest how this listing could lead to an increase in elephant numbers.

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The European eel is listed on CITES Appendix II; all eight species of pangolin are listed on Appendix I.

between CITES Appendix I and Appendix II.
[2 marks]

Related ESS HL Topics

Continue learning with these related topics from the same unit:

9.1.1What laws are
9.1.2What environmental law covers
9.1.3Environmental law, justice and lobbying
9.1.4Making environmental law work
View all ESS HL topics

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