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NotesESS HLTopic 8.1The demographic transition model
Back to ESS HL Topics
8.1.812 min read

The demographic transition model (ESS HL)

IB Environmental Systems and Societies • Unit 8

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Contents

  • The demographic transition model at Higher Level
  • The DTM: five stages
  • Stage 2: why the death rate falls first
  • Stage 3: why the birth rate falls
  • Stages 4 and 5: low and declining
  • Placing a country on the DTM: data and pyramids
  • Strengths and limits of the DTM
  • The DTM and population policy
  • The DTM and technology: limits to growth
  • Exam-style question
The demographic transition model at Higher Level: The same five stages as SL, with different places: Sweden, Brazil, Germany, South Korea and the Gulf states. At HL, explain why some countries pass through the stages far faster than others, and link each stage to the policy a government might choose.

Practise this as you read

  • Compare how fast countries pass through the stages.
  • Link each stage to a likely population policy.

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Deaths fall first, then births: The demographic transition model (DTM) shows how a country's births and deaths change as it develops. Deaths fall first and births follow, so the population grows fast in the middle stages and levels off at the end.

The five stages

  • Stage 1, high stationary: high birth and death rates; the population stays small.
  • Stage 2, early expanding: the death rate falls; the birth rate stays high; growth is fastest.
  • Stage 3, late expanding: the birth rate falls; the death rate keeps falling; growth slows.
  • Stage 4, low stationary: low birth and death rates; the population is large and stable.
  • Stage 5, declining: the birth rate drops below the death rate; the population ages and may shrink.
  • Total population grows exponentially in stages 2-3, stabilises in stage 4, may decline in 5.
Graph of the five stages of the demographic transition model. The birth rate stays high through stages 1 and 2, falls in stage 3 and is low in stages 4 and 5, dropping below the death rate in stage 5. The death rate goes up and down in stage 1, falls in stage 2 and stays low after that. Total population rises slowly, then steeply in stages 2 and 3, levels off in stage 4 and falls a little in stage 5
The shaded gap between the two lines is the natural increase: widest in stages 2 and 3.
Remember it as: Both high; deaths fall; births fall; both low; births below deaths.

Real example: Sweden has one of the world's longest records of births and deaths, kept since 1749. Its death rate began to fall around 1800 (stage 2), its birth rate from the 1880s (stage 3), and both were low by the 1930s (stage 4).

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In stage 2 people stop dying young, but families still have many children. The gap between births and deaths, the natural increase, is at its widest.

Why the death rate falls, and births stay high

  • Clean water and sanitation stop diseases such as cholera and typhoid spreading.
  • Vaccination and health care: vaccines, antibiotics, doctors and clinics save children and adults.
  • More and better food: better farming and transport end famines and hunger.
  • Hygiene and health education: washing hands, boiling water, caring for babies.
  • Births stay high: children work on farms, care for parents when old, and families expect some to die.
  • So natural increase is at its largest and the population grows exponentially.

Medicine

  • From the 1940s antibiotics and vaccines reached Brazil's towns and cities.

Disease control

  • Spraying against mosquitoes cut deaths from malaria.

Clean water

  • Piped water and sewers spread in the growing cities, so fewer babies died of diarrhoea.

Real example: in Brazil the death rate fell fast from the 1940s, while women still had about 6 children each in 1960. The population grew from about 41 million in 1940 to about 93 million in 1970.

Two traps: In stage 2 the death rate is falling, not yet low: do not write 'low death rate'.

'The birth rate is higher than the death rate' is true in stages 2, 3 and 4, so it does not prove stage 2 on its own.

In stage 3 families choose to have fewer children, while the death rate keeps falling. Growth slows, although the population still rises.

Why the birth rate falls

  • Contraception and family planning, with sex education, let couples choose how many children to have.
  • Women's education and emancipation: women study and work, marry later and have fewer children.
  • Fewer children die, so parents no longer need extra births to be sure some survive.
  • Urbanisation: city children do not work on farms, and they cost more to feed, house and educate.
  • Pensions and welfare: parents rely less on their children in old age.
  • Policy and culture: anti-natalist policies, smaller families as the norm, less religious pressure.
  • Deaths keep falling as sanitation, health care and food keep improving.

Not enough

  • 'Education rises'
  • 'Contraception'
  • 'The birth rate falls'

A change and its cause

  • Women's education delays first births
  • Contraception lets couples have fewer children
  • Births fall because fewer children die

Real example: in Brazil from the 1960s most people moved to cities (about 87% live in them today), girls stayed longer at school, women took paid jobs and contraception spread. The fertility rate fell from about 6 children per woman in 1960 to about 1.6 by 2020.

Name the change and its cause: Write 'births fell because women stayed in school longer', not just 'education'. Say women's education or sex education. 'Less child labour' or 'fewer babies die' alone is not enough either: say how it cuts births.

As a population ages, fewer people are of child-bearing age, so births fall further.

Asked what moves a country from stage 2 to stage 3? Give reasons for the birth rate falling AND the death rate still falling: answers on only one rate are capped at 2 marks.

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In stage 4 births and deaths are both low and the population stops growing. In stage 5 births fall below deaths, so without migration the population shrinks.

Stages 4 and 5

  • Stage 4: birth and death rates both low, about 10 per 1000; growth close to zero.
  • Fertility is near or below replacement level.
  • Stage 5: the birth rate falls below the death rate, a natural decrease.
  • Why so few births: children are costly, women have careers, people marry late, many choose few or none.
  • The population ages: many older people and fewer young workers.
  • Stage 5 was added to the model later; some versions have only four stages.

Stage 4

  • Births about equal to deaths
  • Stable population
  • Ageing begins

Stage 5

  • Births below deaths
  • Natural decrease
  • Many older people

Real example: Germany has had more deaths than births every year since 1972, so it is in stage 5. Its population still grew, to about 84 million, because of immigration.

Stage 4 or stage 5?: Compare the two rates. About equal: stage 4. Births below deaths: stage 5. Because some versions of the model stop at four stages, a shrinking country may also be called stage 4.

To place a country on the DTM, use its birth and death rates, or the shape of its age-sex pyramid.

StageBirth rateDeath ratePyramid shape
1HighHigh, rises and fallsWide base, narrows fast: few reach old age
2HighFalling fastThe widest base: most people are children
3FallingLow, still fallingBase narrows under 30; few people over 50
4LowLowStraight sides: similar numbers in each group up to about 60
5Very lowLow, above birthsNarrow base, wide top: more old than young
Five small age-sex pyramids. Stage 1: wide base narrowing fast. Stage 2: the widest base, narrow top. Stage 3: the youngest groups narrower than the 15 to 29 groups, sides curving in higher up. Stage 4: almost straight sides. Stage 5: narrow base and a wide top
Read the base for births and the top for how long people live.
Describe the data, do not just copy it: Say 'a high birth rate of 38 per 1000', not just '38 per 1000'. In stage 2 the death rate is falling, not 'low'.

'Many children' is too vague: say 'the largest group is aged 0-4' or 'a wide base'.

Real example: about 22% of Germans are 65 or over and the base is narrow: stage 5. In Brazil the groups under 30 get smaller towards the base, while few people are over 60: stage 3.

Stage 3, not stage 4: A base that narrows under 30 shows falling births. If there are still few people over 50, and the sides curve inwards higher up because many died young in the past, it is stage 3: the country is moving from stage 2 to stage 4.

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The DTM is a model: a simple picture of how populations changed in the past. Like every model, it helps, but it also leaves things out.

Strengths

  • A basis for comparing countries
  • Fits many countries
  • Allows predictions of growth
  • Built on historical data
  • Links development to births and deaths

Limits

  • Many assumptions: too simple
  • Eurocentric: based on Europe
  • Leaves out migration
  • Leaves out war, disease and disasters
  • No timescale for each stage

The limits, explained

  • Eurocentric: built on the history of Western Europe, so it may not fit other places.
  • It predicts where a country may go next, but not when it will get there.
  • Countries today move faster: they import medicine and contraception, and cities grow fast.
  • Some countries may stay stuck in stage 2 or 3 if poverty keeps birth rates high.

Real examples: about 1.3 million Swedes emigrated to North America between 1850 and 1930, and today close to 9 in 10 people living in the United Arab Emirates are foreign workers and their families. The DTM leaves migration out.

Fast and slow transitions: The UK took about 150 years from stage 2 to stage 4; South Korea took about 40. Its fertility rate fell from about 6 in 1960 to below replacement by 1983, because it imported vaccines and medicines, built industry and cities at great speed, and ran family planning from 1962.

A country's stage tells its government whether births and deaths are rising or falling. So it can predict growth and choose a policy to match.

Policy by stage

  • Stages 1-2, deaths still high: health care, vaccination to cut child deaths, hygiene campaigns, aid.
  • Also in stages 1-2: fight poverty and push economic development.
  • Stages 2-3, fast growth: contraception and sex education, family planning, women's empowerment.
  • Some go further: a later legal marriage age, a limit on children per family, or less immigration.
  • Stages 4-5, too few births: pro-immigration policy and money for children (baby bonuses, tax cuts).
  • And social help: paid parental leave, flexible work, free childcare and schooling.
  • But culture, religion, the economy and politics may shape policy more than the stage does.

Stages 1-2

  • Ethiopia, from 2003: about 40,000 village health workers vaccinate children and teach hygiene.

Stages 2-3

  • South Korea, from 1962: family planning; in the 1970s the slogan was 'Stop at two'.

Stages 4-5

  • South Korea since 2006: child payments, parental leave and childcare; fertility still fell to 0.72 by 2023.
Link it to the DTM: Every point needs the stage, or its birth and death rates: 'South Korea is in stage 5, with births below deaths, so it pays parents for each child.'

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Technocentrists say technology has always let human numbers grow past their limits, raising the carrying capacity. The DTM partly agrees.

What the DTM shows about technology

  • Stages 1-2: new farming methods, fertilisers, machines and fossil fuels raised the food supply.
  • Medicine and sanitation (vaccines, antibiotics, clean water) cut deaths, so populations grew through stage 2.
  • Malthus (1798): population will outgrow food. Boserup (1965): need drives new inventions.
  • Stages 4-5: growth stops by choice (costly children, careers, city life, policy), not because technology failed.
  • Contraception is a technology too: it lets people choose smaller families.
  • Limits remain: Earth's carrying capacity is finite, and rich populations have large ecological footprints.

Real example: the Haber-Bosch process makes artificial fertiliser. The food it helps to grow feeds nearly half the world's people today.

A conclusion for a [9]: Technology largely overcame limits in the early stages, but Earth's carrying capacity is finite, and many populations now stabilise through economic and political choices, not new inventions.
How this comes up: Paper 2, Section A: 'Discuss' [4]. Link each policy to the stage, or to the birth and death rates, and add one point against.
Table. Ethiopia, 2022: birth rate about 31 per 1000, death rate about 6, total fertility rate about 4. South Korea, 2023: birth rate about 4.5, death rate about 7, total fertility rate 0.72
Figure 1
IB-style questionDiscuss[4 marks]

Figure 1 shows demographic data for Ethiopia and South Korea.

Discuss how the population policies of Ethiopia and South Korea might differ because of their stages in the demographic transition model.

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Ethiopia's crude death rate fell from about 20 per 1000 in 1970 to about 6 per 1000 in 2022.

two factors that could cause the crude death rate in a low-income country such as Ethiopia to fall over time.
[2 marks]

Related ESS HL Topics

Continue learning with these related topics from the same unit:

8.1.1Inputs: births and immigration
8.1.2Outputs: deaths and emigration
8.1.3Measuring population change
8.1.4Global population growth and projections
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